Regulation of U.S. Equity Markets / Edition 1

by Robert A. Schwartz

Overview

In the past quarter of a century, the pace of structural change in the equity markets has accelerated dramatically and, as it has, regulation has come to play an increasingly central role in the development of market structure. The purpose of Regulation of U.S. Equity Markets is to consider regulation's contribution to the efficiency of the U.S. equity markets. Sharply different opinions are expressed on the matter, as the discussion ranges from Congressional oversight, to SEC involvement in market structure issues, to the self-regulatory responsibilities of the market centers, most notably, the New York Sk Exchange and the Nasdaq Sk Market.

Product Details

ISBN-13:	9780792372820
Publisher:	Springer US
Publication date:	09/30/2001
Series:	Zicklin School of Business Financial Markets Series
Edition description:	2001
Pages:	154
Product dimensions:	6.10(w) x 9.25(h) x 0.36(d)

Table of Contents

1: View from the Nyse.- 2: The Broad Perspective.- 3: View from the Amex.- 4: Impact on the Trading Desks.- 5: View from NASDAQ.- 6: View from the SEC- Promoting Fair and Efficient Markets as A Regulatory end.- 7: Development of Alternative Markets.- 8: Implications for Innovation, Competition and Efficiency.- 9: The Regulators’ Perspective.- Participant Biographies.