Criminal Sentencing as Practical Wisdom

Criminal Sentencing as Practical Wisdom

by Graeme Brown
ISBN-10:
1509933069
ISBN-13:
9781509933068
Pub. Date:
10/31/2019
Publisher:
Bloomsbury Academic
ISBN-10:
1509933069
ISBN-13:
9781509933068
Pub. Date:
10/31/2019
Publisher:
Bloomsbury Academic
Criminal Sentencing as Practical Wisdom

Criminal Sentencing as Practical Wisdom

by Graeme Brown
$60.95
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Overview

How do judges sentence? In particular, how important is judicial discretion in sentencing? Sentencing guidelines are often said to promote consistency, but is consistency in sentencing achievable or even desirable? Whilst the passing of a sentence is arguably the most public stage of the criminal justice process, there have been few attempts to examine judicial perceptions of, and attitudes towards, the sentencing process.

Through interviews with Scottish judges and by presenting a comprehensive review and analysis of recent scholarship on sentencing - including a comparative study of UK, Irish and Commonwealth sentencing jurisprudence - this book explores these issues to present a systematic theory of sentencing. Through an integration of the concept of equity as particularised justice, the Aristotelian concept of phronesis (or 'practical wisdom'), the concept of value pluralism, and the focus of appellate courts throughout the Commonwealth on sentencing by way of 'instinctive synthesis', it is argued that judicial sentencing methodology is best viewed in terms of a phronetic synthesis of the relevant facts and circumstances of the particular case. The author concludes that sentencing is best conceptualised as a form of case-orientated, concrete and intuitive decision making; one that seeks individualisation through judicial recognition of the profoundly contextualised nature of the process.


Product Details

ISBN-13: 9781509933068
Publisher: Bloomsbury Academic
Publication date: 10/31/2019
Pages: 304
Product dimensions: 6.69(w) x 9.61(h) x 0.62(d)

About the Author

Graeme Brown LLB (Hons), LLM, MSc, MJur (Dunelm), PhD (Edin), Dip LP is a solicitor and Honorary Fellow in the School of Law, University of Edinburgh.

Table of Contents

Preface and Acknowledgements vii

1 Introduction 1

Previous Studies of Judicial Decision Making in Sentencing 1

'Protecting the Mysteries of their Craft'-Sentencing Research in the English Courts 2

Previous Research on Scottish Judges and Sentencing 6

'The Human Face of Judging'-Sentencing Research in other Commonwealth Jurisdictions 8

Conclusion 10

2 Context and Methodology 13

The Importance of Interviewing Sentencers 13

Methodology 13

Respondents-Judges and Sheriffs 13

Gaining Access 14

The Judicial Interviews 17

Thematic Analysis: The Use of Grounded Theory 17

Coding the Data 19

Data Saturation 20

Transcribing the Interviews 20

Some Cautions on the Use of the Interview Data 20

The Use of Case Law 21

Conclusion 23

3 The Instinctive Synthesis and Wise Blending of Penal Aims: A Comparative Study of Sentencing Methodology 25

Introduction 25

Sentencing Methodology in Canada 25

The Traditional Approach to the Sentencing Task 25

'A Very Human Process'-R v Hamilton and the Modern Methodological View 28

Sentencing Methodology in Australia 29

The Instinctive Synthesis versus the Two-Stage Approach to Sentencing-the Decisions in Williscroft and Young 30

The Instinctive Synthesis Affirmed-the Majority Judgment in Markarian v The Queen 33

The Dangers of the Staged Approach and the Primacy of Judicial Discretion-Justice McHugh's Judgment in Markarian 35

The Need for Individualisation 36

The Likelihood of More Punitive Sentences 37

The Illusory Nature of the Staged Approach 39

Considerations of Proportionality 40

The Superiority of the Instinctive Synthesis 40

The Importance of Judicial Instinct 41

A Need for Greater Transparency? Justice Kirby's Dissent in Markarian 43

Developments Post-Markarian-the High Court's Continued Emphasis on the Instinctive Synthesis 45

The Instinctive Synthesis in the Scottish Courts 46

The General Approach 46

A Cautionary Lesson-the Decision in Petch and Foye 47

Conclusion 49

4 Equity and the Rule of Law in Sentencing 51

Introduction 51

The Instinctive Synthesis and the Rule of Law 51

The Real Meaning of 'Instinctive Synthesis' 51

The Rule of Law 54

The Rule of Law and Judicial Discretion 55

In Defence of the Instinctive Synthesis-Equity and the Rule of Law 57

Equity and a Virtue-Centred Theory of Judging 58

Reconciling Equity in Sentencing with the Rule of Law 60

Judicial Objectivity, the 'Postmodern' Sentencer and the Concept of Habitus 62

Equity in the Sentencing Practice of the Scottish Courts 64

Statutory Minimum Sentences-Judicial Views on Drugs Offences 64

Statutory Minimum Sentences-Shrieval Views on the Scottish Parliament's Aborted Proposals for Minimum Sentences for Knife Possession 66

The Iniquity of Mandatory Minimum Sentences 69

Culpable Homicide 72

Serious Assault 73

Sexual Offences 76

Leniency and Mercy in Sentencing 79

Exercising Leniency in Sentencing 79

Mercy in Sentencing 80

A Place for Mercy in Sentencing? 82

The Application of Mercy 83

Judicial Views on Leniency and Mercy-the Findings of the Present Study 84

Equity and the Imposition of Condign Punishment 88

The Problem of the 'Non-Virtuous' Sentencer 94

Individualised Notions of Justice 96

Pursuit of the Chimera-Questions of Consistency and Uniformity 97

Conclusion 102

5 The Practical Wisdom of Sentencing: A Rationalisation of Intuitive Decision Making and Judicial Discretion 107

Introduction 107

Berlin's Value Pluralism 107

Value Pluralism in Sentencing 113

The Pluralist Virtues in Sentencing 120

Pluralism and the Need for Autonomy in Decision Making 122

Pluralism and Practical Wisdom 123

The Ideals of Episteme, Techne and Phronesis 124

From Novice to Expert-the Dreyfus Model of the Human Learning Process 127

The Novice Actor 127

The Advanced Beginner 128

The Competent Performer 128

The Proficient Performer 129

The Expert Actor 129

Intuitive Decision Making versus Sentencing information Systems: The Sentencer as an Expert Actor 131

Judicial Wisdom-Phronesis and Sentencing 133

A Reconceptualisation of Sentencing as 'Art': The 'Phronetic Synthesis' 136

The 'Art' of Sentencing 136

A Balancing Exercise 138

The Phronetic Synthesis 140

6 Structuring the Sentencer's Discretion 141

Introduction 141

The Pursuit of Consistency in Sentencing-Alternatives to the Phronetic Synthesis 142

The English Approach to Structuring Discretion through Sentencing Guidelines 142

The First 'Phase'-Appellate Guidance 142

The Second 'Phase'-the Sentencing Advisory Panel 143

The Third 'Phase'-the Sentencing Guidelines Council 143

The Fourth 'Phase'-Presumptively Binding Guidelines and the Sentencing Council 146

The Continued Importance of Individualised Sentencing 151

A Blending of the Phronetic Synthesis with Sentencing Guidance-Principled Discretion in Scottish Sentencing 154

Appellate Review 155

Guideline Judgments 155

Judicial Receptiveness to Guideline Judgments 157

The Shortcomings of Guideline Judgments 158

The Scottish Sentencing Council 160

The Merits of Judicial Self-Regulation 162

Principled Discretion 163

Ripping up 'the Telephone Book': Respondents' Desire for Guidance-not Guidelines-in Sentencing 171

Hedgehogs and Foxes on the Bench 176

The English Hedgehog 176

Foxes on the Bench-Value Pluralist Sentencers in other Common Law Jurisdictions 179

Judicial Conceptions of the Sentencing Process 180

The Findings of Previous Studies 180

England and Wales 180

Scotland 181

Australia 182

Ireland 183

Phronetic Synthesisers and Intuitive Over-Riders: The Findings of the Present Study 183

Structured Sentencing 184

The Instinctive Approach 184

Intuitive Over-Riding: The Mixed Approach 187

Conclusion 191

7 A 'Seedy Little Bargain with Criminals'? Judicial Discretion and the Guilty Plea Discount 195

Introduction 195

Sentence Discounting for Guilty Pleas: Law and Practice in Scotland 196

The Traditional Approach to Guilty Plea Discounting 196

The Statutory Provisions 196

Guidelines on Guilty Plea Discounting-the Decisions in Du Plooy and Spence 196

The Discretionary Nature of Guilty Plea Discounting-the Decisions in Gemmell and Murray 198

Discounting as a Discretionary Process-Gemmell v HMA 198

The Discretionary Nature of Discounting Affirmed-Murray v HMA 201

Discounts and the Nature of Sentencing Guidelines 202

Discretion in Discounting-the Findings of the Present Study 203

Can the Guilty Plea Discount be Justified? 206

The Rationale for the Guilty Plea Discount 206

The Practical Risks of Guilty Plea Discounting 210

The Incentive on the Innocent to Plead Guilty 211

Public Confidence in the Criminal Justice System and the Credibility of Sentences 212

The Penalising of Accused who Exercise their Right to Trial 215

The Development of 'a Guilty Plea Culture' amongst Defence Counsel 216

'Double Dipping'-the Interaction of the Discount with Charge/Fact Bargaining 216

The 'Inherent' or 'Unseen' Sentence Discount 219

Discounting and Individualised Justice 221

Conclusion 225

8 The Phronimos and the Metronomic Clockwork Man 227

How Judges Sentence 228

The Phronetic Synthesis 228

The Importance of (Principled) Judicial Discretion 230

Phronetic Synthesis and Principled Discretion in Practice-Sentencers' Views 231

Towards a New System of Guilty Plea Discounting-Suggestions for Reform 233

The Phronimos on the Bench 240

Bibliography 241

Index 269

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