The Taming of the Samurai: Honorific Individualism and the Making of Modern Japan

by Eiko Ikegami

Overview

Modern Japan offers us a view of a highly developed society with its own internal logic. Eiko Ikegami makes this logic accessible to us through a sweeping investigation into the roots of Japanese organizational structures. She accomplishes this by focusing on the diverse roles that the samurai have played in Japanese history. From their rise in ancient Japan, through their dominance as warrior lords in the medieval period, and their subsequent transformation to quasi-bureaucrats at the beginning of the Tokugawa era, the samurai held center stage in Japan until their abolishment after the opening up of Japan in the mid-nineteenth century.

This book demonstrates how Japan’s so-called harmonious collective culture is paradoxically connected with a history of conflict. Ikegami contends that contemporary Japanese culture is based upon two remarkably complementary ingredients, honorable competition and honorable collaboration. The historical roots of this situation can be found in the process of state formation, along very different lines from that seen in Europe at around the same time. The solution that emerged out of the turbulent beginnings of the Tokugawa state was a transformation of the samurai into a hereditary class of vassal-bureaucrats, a solution that would have many unexpected ramifications for subsequent centuries.

Ikegami’s approach, while sociological, draws on anthropological and historical methods to provide an answer to the question of how the Japanese managed to achieve modernity without traveling the route taken by Western countries. The result is a work of enormous depth and sensitivity that will facilitate a better understanding of, and appreciation for, Japanese society.

Product Details

ISBN-13:	9780674254664
Publisher:	Harvard University Press
Publication date:	03/25/1997
Sold by:	Barnes & Noble
Format:	eBook
Pages:	448
File size:	4 MB

About the Author

Eiko Ikegami is the Walter A. Eberstadt Professor of Sociology and History at the New School for Social Research in New York City.

Table of Contents

I. A Sociological Approach


Introduction


1. Honor, State Formation, and Social Theories

II. Origins in Violence


2. The Coming of the Samurai: Violence and Culture in the Ancient World


3. Vassalage and Honor


4. The Rite of Honorable Death: Warfare and the Samurai Sensibility

III. Disintegration and Reorganization


5. Social Reorganization in the Late Medieval Period


6. A Society Organized for War

IV. The Paradoxical Nature of Tokugawa

What People are Saying About This

Ikegami analyzes the Japanese state so sure-handedly that old prejudices fall away and the Japanese path of change, in all its distinctness, becomes available for comparison with other great experiences of state formation. Japanese traits that once seemed peculiarities of an inscrutable culture become, in her deft treatment, understandable consequences of a vast political transformation.

Charles Tilly

Ikegami analyzes the Japanese state so sure-handedly that old prejudices fall away and the Japanese path of change, in all its distinctness, becomes available for comparison with other great experiences of state formation. Japanese traits that once seemed peculiarities of an inscrutable culture become, in her deft treatment, understandable consequences of a vast political transformation.
— Charles Tilly, Center for Studies of Social Change, New School for Social Research

Editorial Reviews

Eiko Ikegami’s study of the samurai during Japan’s feudal period is a book of considerable intellectual sophistication. The analysis is rigorous and elegant, and in the course of time will no doubt be regarded as the definitive statement on this subject… This is a superb book.

Asian Affairs - T. L. Richardson

Eiko Ikegami examines the nature and historical development of the samurai ethos, specifically concepts of honour, in the belief that the ideas which evolved among samurai in that context in pre-modern Japan do much to explain the paradox that a society almost universally regarded as conformist has undergone changes in the past 100 years that have been radical, even revolutionary, and owed much of their character to individual initiative. It is a very large subject… Professor Ikegami has produced a book of major importance for the understanding of Japan.

Times Literary Supplement

Ikegami offers persuasive, well-documented answers in this remarkable book. Two interwoven and recurring themes are central to her thesis. The first is the samurai ethos of what she labels ‘honorific individualism’ marked by an obsession with personal dignity, self-esteem, and reputation… The second is the unresolvable and dramatic conflict between autonomy and heteronomy—between the violence-based honor of the samurai elite and the need to control them under a collective political order. Ikegami explores the historical sites and paths of these themes, painstakingly tracing their origins, development, transformation, and recurrence. The final product is a historical sociology of Japan on a grand scale… The book deserves the attention of anyone interested in historical and comparative sociology or ethnography, cultural psychology, and enduring issues of individual freedom versus social order… Non-academic readers will find an educational and entertaining story in this elegantly written book.

Harvard Journal of Asiatic Studies - Takie Sugiyama Lebra

Ikegami analyzes the Japanese state so sure-handedly that old prejudices fall away and the Japanese path of change, in all its distinctness, becomes available for comparison with other great experiences of state formation. Japanese traits that once seemed peculiarities of an inscrutable culture become, in her deft treatment, understandable consequences of a vast political transformation.

Charles Tilly

This book is a must for those who wish to know why Japan succeeded in its industrialization effort and how the otherwise paradoxical sense of collectivism versus individualism exists in Japan. General readers; upper-division undergraduates and above.

Choice - M. Y. Rynn

Ikegami’s mastery of the sources, not only for the Tokugawa Period but going all the way back to the beginning of Japanese history, is most impressive… One can learn a great deal about premodern Japanese society from this book.

Contemporary Sociology - Robert N. Bellah

The story of how the forty-seven loyal retainers took revenge for their lord’s death in 1703 is the most retold tale in Japanese literature and history, but Ikegami brings to it a fresh perspective based on her historical analysis of what honor meant in samurai society… Packed with ideas, this book is certain to be debated long and hard in Japanese history circles. it is to be hoped that it will have a similar impact on scholars trying to understand the ingredients of state formation in societies around the world.

Journal of Social History - Anne Walthall

Ikegami’s multidimensional approach fuses historical and political processes with an examination of four aspects of samurai life: the system of vassalage; the emergence of the ie, or house, as a social unit among the landed military elite; the military role of the samurai and the nature of warfare; and the relationship of the samurai class to other social classes… In addition to explaining the cultural origins of contemporary forms of social organization in Japan, The Taming of the Samurai makes a major contribution to the cross-cultural study of individuality and identity.

Japan Quarterly - Janet Goff

An important contribution to Japanese sociology and history.

Journal of Japanese Studies - Carl Steenstrup

This book has already been widely praised by prominent American political scientists and historians for answering how the Japanese achieved modernity without traveling the route taken by Western countries. At once a remarkable historical study of the samurai warrior class from its ancient origins to its transformation under the Tokugawa regime and a comparative study that makes Japan available for analysis alongside other great instances of state formation… Beautifully written. It will undoubtedly become standard reading in universities around the world.

Foreign Affairs

[Ikegami’s] analysis…constitute[s] a very important contribution combining historical, sociological, and anthropological approaches to the analysis of Japanese society and history… Full of very important insights.

S. N. Eisenstadtn Journal of Sociology

[Ikegami's] analysis...constitute[s] a very important contribution combining historical, sociological, and anthropological approaches to the analysis of Japanese society and history... Full of very important insights.--S. N. Eisenstadt "American Journal of Sociology"

An important contribution to Japanese sociology and history.--Carl Steenstrup "Journal of Japanese Studies"

Eiko Ikegami examines the nature and historical development of the samurai ethos, specifically concepts of honour, in the belief that the ideas which evolved among samurai in that context in pre-modern Japan do much to explain the paradox that a society almost universally regarded as conformist has undergone changes in the past 100 years that have been radical, even revolutionary, and owed much of their character to individual initiative. It is a very large subject... Professor Ikegami has produced a book of major importance for the understanding of Japan.-- "Times Literary Supplement"

Eiko Ikegami's study of the samurai during Japan's feudal period is a book of considerable intellectual sophistication. The analysis is rigorous and elegant, and in the course of time will no doubt be regarded as the definitive statement on this subject... This is a superb book.--T. L. Richardson "Asian Affairs"

Ikegami offers persuasive, well-documented answers in this remarkable book. Two interwoven and recurring themes are central to her thesis. The first is the samurai ethos of what she labels 'honorific individualism' marked by an obsession with personal dignity, self-esteem, and reputation... The second is the unresolvable and dramatic conflict between autonomy and heteronomy--between the violence-based honor of the samurai elite and the need to control them under a collective political order. Ikegami explores the historical sites and paths of these themes, painstakingly tracing their origins, development, transformation, and recurrence. The final product is a historical sociology of Japan on a grand scale... The book deserves the attention of anyone interested in historical and comparative sociology or ethnography, cultural psychology, and enduring issues of individual freedom versus social order... Non-academic readers will find an educational and entertaining story in this elegantly written book.--Takie Sugiyama Lebra "Harvard Journal of Asiatic Studies"

Ikegami's mastery of the sources, not only for the Tokugawa Period but going all the way back to the beginning of Japanese history, is most impressive... One can learn a great deal about premodern Japanese society from this book.--Robert N. Bellah "Contemporary Sociology"

Ikegami's multidimensional approach fuses historical and political processes with an examination of four aspects of samurai life: the system of vassalage; the emergence of the ie, or house, as a social unit among the landed military elite; the military role of the samurai and the nature of warfare; and the relationship of the samurai class to other social classes... In addition to explaining the cultural origins of contemporary forms of social organization in Japan, The Taming of the Samurai makes a major contribution to the cross-cultural study of individuality and identity.--Janet Goff "Japan Quarterly"

The story of how the forty-seven loyal retainers took revenge for their lord's death in 1703 is the most retold tale in Japanese literature and history, but Ikegami brings to it a fresh perspective based on her historical analysis of what honor meant in samurai society... Packed with ideas, this book is certain to be debated long and hard in Japanese history circles. it is to be hoped that it will have a similar impact on scholars trying to understand the ingredients of state formation in societies around the world.--Anne Walthall "Journal of Social History"

This book has already been widely praised by prominent American political scientists and historians for answering how the Japanese achieved modernity without traveling the route taken by Western countries. At once a remarkable historical study of the samurai warrior class from its ancient origins to its transformation under the Tokugawa regime and a comparative study that makes Japan available for analysis alongside other great instances of state formation... Beautifully written. It will undoubtedly become standard reading in universities around the world.-- "Foreign Affairs"

This book is a must for those who wish to know why Japan succeeded in its industrialization effort and how the otherwise paradoxical sense of collectivism versus individualism exists in Japan. General readers; upper-division undergraduates and above.--M. Y. Rynn "Choice"

Ikegami analyzes the Japanese state so sure-handedly that old prejudices fall away and the Japanese path of change, in all its distinctness, becomes available for comparison with other great experiences of state formation. Japanese traits that once seemed peculiarities of an inscrutable culture become, in her deft treatment, understandable consequences of a vast political transformation.--Charles Tilly, Center for Studies of Social Change, The New School for Social Research

From the Publisher

[Ikegami’s] analysis…constitute[s] a very important contribution combining historical, sociological, and anthropological approaches to the analysis of Japanese society and history… Full of very important insights.

American Journal of Sociology - S. N. Eisenstadt

This book is a must for those who wish to know why Japan succeeded in its industrialization effort and how the otherwise paradoxical sense of collectivism versus individualism exists in Japan. General readers; upper-division undergraduates and above.

Choice - M.Y. Rynn

This book is a must for those who wish to know why Japan succeeded in its industrialization effort and how the otherwise paradoxical sense of collectivism versus individualism exists in Japan. General readers; upper-division undergraduates and above.
— M.Y. Rynn

Choice

An important contribution to Japanese sociology and history.
— Carl Steenstrup

Journal of Japanese Studies

Ikegami's multidimensional approach fuses historical and political processes with an examination of four aspects of samurai life: the system of vassalage; the emergence of the ie, or house, as a social unit among the landed military elite; the military role of the samurai and the nature of warfare; and the relationship of the samurai class to other social classes...In addition to explaining the cultural origins of contemporary forms of social organization in Japan, The Taming of the Samurai makes a major contribution to the cross-cultural study of individuality and identity.
— Janet Goff

Japan Quarterly

Ikegami offers persuasive, well-documented answers in this remarkable book. Two interwoven and recurring themes are central to her thesis. The first is the samurai ethos of what she labels 'honorific individualism' marked by an obsession with personal dignity, self-esteem, and reputation...The second is the unresolvable and dramatic conflict betwen autonomy and heteronomy—between the violence-based honor of the samurai elite and the need to control them under a collective political order. Ikegami explores the historical sites and paths of these themes, painstakingly tracing their origins, development, transformation, and recurrence. The final product is a historical sociology of Japan on a grand scale...The book deserves the attention of anyone interested in historical and comparative sociology or ethnography, cultural psychology, and enduring issues of individual freedom versus social order...Non-academic readers will find an educational and entertaining story in this elegantly written book.
— Takie Sugiyama Lebra

Harvard Journal of Asiatic Studies

The story of how the forty-seven loyal retainers took revenge for their lord's death in 1703 is the most retold tale in Japanese literature and history, but Ikegami brings to it a fresh perspective based on her historical analysis of what honor meant in samurai society...Packed with ideas, this book is certain to be debated long and hard in Japnaese history circles. it is to be hoped that it will have a similar impact on scholars trying to understand the ingredients of state formation in societies around the world.
— Anne Walthall

Journal of Social History

[Ikegami's] analysis...constitute[s] a very important contribution combining historical, sociological, and anthropological approaches to the analysis of Japanese society and history...Full of very important insights.
— S. N. Eisenstadt

American Journal of Sociology

Ikegami's mastery of the sources, not only for the Tokugawa Period but going all the way back to the beginning of Japanese history, is most impressive...One can learn a great deal about premodern Japanese society from this book.
— Robert N. Bellah

Contemporary Sociology

Eiko Ikegami's study of the samurai during Japan's feudal period is a book of considerable intellectual sophistication. The analysis is rigorous and elegant, and in the course of time will no doubt be regarded as the definitive statement on this subject...This is a superb book.
— T. L. Richardson

Asian Affairs