This book gives an overview of the Compliance function in the banking sector and its Challenges. This is a very good introduction to the field for newcomers/outsiders. New universal bankers should read it as well. It can be thought of as an introductory chapter to a textbook on the subject. This short guide to Compliance explains what Compliance is, what the Compliance function does, and what some of the continuing challenges might be for the modern Compliance function.This book gives an overview of the Compliance function in the banking sector and its Challenges. This is a very good introduction to the field for newcomers/outsiders. New universal bankers should read it as well. It can be thought of as an introductory chapter to a textbook on the subject. This short guide to Compliance explains what Compliance is, what the Compliance function does, and what some of the continuing challenges might be for the modern Compliance function.
