Falstaff is both a comic and tragic central protagonist in Shakespeare’s three Henry plays: Henry IV, Parts One and Two, and Henry V. He is companion to Prince Hal (the future Henry V), who loves him, goads, him, teases him, indulges his vast appetites, and commits all sorts of mischief with him—some innocent, some cruel. Falstaff can be lewd, funny, careless of others, a bad creditor, an unreliable friend, and in the end, devastatingly reckless in his presumption of loyalty from the new King.
Award-winning author and esteemed professor Harold Bloom writes about Falstaff with the deepest compassion and sympathy and also with unerring wisdom. He uses the relationship between Falstaff and Hal to explore the devastation of severed bonds and the heartbreak of betrayal. Just as we encounter one type of Anna Karenina or Jay Gatsby when we are young adults and another when we are middle-aged, Bloom writes about his own shifting understanding of Falstaff over the course of his lifetime. Ultimately we come away with a deeper appreciation of this profoundly complex character, and this “poignant work” (Publishers Weekly, starred review) as a whole becomes an extraordinarily moving argument for literature as a path to and a measure of our humanity.
Bloom is mesmerizing in the classroom, wrestling with the often tragic choices Shakespeare’s characters make. “In this first of five books about Shakespearean personalities, Bloom brings erudition and boundless enthusiasm” (Kirkus Reviews, starred review) and his exhilarating Falstaff invites us to look at a character as a flawed human who might live in our world.
About the Author
Hometown:New York, New York and New Haven, Connecticut
Date of Birth:July 11, 1930
Date of Death:October 14, 2019
Place of Birth:New York, New York
Education:B.A., Cornell University, 1951; Ph.D., Yale University, 1955
Read an Excerpt
I fell in love with Sir John Falstaff when I was a boy of twelve, almost seventy-five years ago. A rather plump and melancholy youth, I turned to him out of need, because I was lonely. Finding myself in him liberated me from a debilitating self-consciousness.
He has never abandoned me for three-quarters of a century and I trust will be with me until the end. The true and perfect image of life abides with him: robustly, unforgettably, forever. He exposes what is counterfeit in me and in all others.
If Socrates had been born in Geoffrey Chaucer’s England and had gone to Eastcheap, a London street, to purchase meat, he might have stopped for ale or sack at the Boar’s Head Tavern. There he would have encountered Falstaff and traded wit and wisdom with him. I have not the skill to portray that imaginary meeting. Only a fusion of Aristophanes and Samuel Beckett could manage it. Decades ago, sharing Fundador with Anthony Burgess on a Manhattan evening in 1972, I suggested he would be able to venture on the task but he demurred.
A lifelong Falstaffian at eighty-six, I have come to believe that if we are to represent Shakespeare by only one play, it ought to be the complete Henry IV, to which I would add Mistress Quickly’s description of the death of Falstaff in act 2, scene 3 of Henry V. I think of this as the Falstaffiad rather than the Henriad, as scholars tend to call it.
Shakespeare never surpassed the alternation between the royal court, the rebels, and Eastcheap in these three plays. The transitions between high and low are so deft they seem invisible.
Is there in all Western literature a portrayal of ambivalence to match Hal/Henry V? In regard to both the King, his father, and to Hotspur, his rival, the Prince is a whirligig of contraries. Toward Falstaff his long gathering ambivalence has turned murderous. Hal’s imagination is haunted by the wishful image of Sir John Falstaff on the gallows. The wretched Bardolph is hanged by his new King and former companion, in Henry V, without regret. Had Falstaff not departed for Arthur’s bosom, Mistress Quickly’s poignant mistake for Abraham’s bosom, he would have dangled by Bardolph’s side.
More than a few scholars of Shakespeare share Hal’s ambivalence toward Falstaff. This no longer surprises me. They are the undead and Falstaff is the everliving. I wonder that the greatest wit in literature should be chastised for his vices since all of them are perfectly open and cheerfully self-acknowledged. Supreme wit is one of the highest cognitive powers. Falstaff is as intelligent as Hamlet. But Hamlet is death’s ambassador while Falstaff is the embassy of life.
The heroic vitalists in literature include Rabelais’ Panurge, Chaucer’s Wife of Bath, and Cervantes’ Sancho Panza. Falstaff reigns over them. John Ruskin taught that the only wealth is life. Sir John Falstaff, the Socrates of Eastcheap, embodies that truth.
What is the essence of Falstaffianism? My late friend and drinking companion Anthony Burgess told me it was freedom from the state. Anthony and I never quite agreed on that though indeed no societal standards ever could abide Falstaff. I recall telling Burgess that for me the essence of Falstaffianism was: do not moralize. Computing Falstaff’s flaws is trivial: he bulges with them. Hal, like his father Bolingbroke, is the essence of hypocrisy. They are Machiavels. Bolingbroke, who becomes Henry IV, is a usurper and a regicide. His nonsensical obsession is that he will expiate the murder of Richard II by leading yet another crusade to capture Jerusalem. He dies indeed in the chamber of his palace called Jerusalem. Hal, when he becomes Henry V, leads a land grab to capture France. A crusade is what one might expect of Prince Hal, who hungers like Hotspur for what both call honor. Falstaff destroys the validity of that appetite in a reply to Hal in act 5, scene 1 in the first part of Henry IV:
Hal: Why, thou owest God a death. [Exit.]
Falstaff: ’Tis not due yet; I would be loath to pay him before his day. What need I be so forward with him that calls not on me? Well, ’tis no matter; honour pricks me on. Yea, but how if honour prick me off when I come on? how then? Can honour set to a leg? No: or an arm? no: or take away the grief of a wound? no. Honour hath no skill in surgery, then? no. What is honour? a word. What is in that word honour? what is that honour? air. A trim reckoning! Who hath it? he that died o’ Wednesday. Doth he feel it? no. Doth he hear it? no. ’Tis insensible, then. Yea, to the dead. But will it not live with the living? no. Why? detraction will not suffer it. Therefore I’ll none of it. Honour is a mere scutcheon: and so ends my catechism.
act 5, scene 1, lines 126–40
If there could be a religion of vitalism this would do very well for its catechism. Falstaff mocks faith, killing the insane notion that we owe God our death. Knowingly he also mocks both Hal and himself. Disreputable and joyous, he speaks to a world that goes from violence to violence.
Falstaff immediately became the most popular of all Shakespearean personalities, and remains so. The audiences at the Globe and the readers who purchased quartos found little to moralize against in Sir John. His being overflows and that excess brings new meanings to our minds. Exuberance in itself is a shadowy virtue and can be dangerous to the self and to others, but in Falstaff it generates more life.
I am weary of being accused of sentimentalizing Falstaff. I once told a benign interviewer:
Remember, there are three great poets whom neither you nor I would want to have lunch or dinner with, or even a drink—François Villon, Christopher Marlowe, and Arthur Rimbaud. At the least they would rob us, at the most they might kill us. Sir John Falstaff wouldn’t kill us, but he would certainly gull us one way or another, and perhaps pick our pockets very adeptly.
In that sense the sublime Falstaff is bad news. Against myself I cite Orson Welles, whose Chimes at Midnight remains a neglected masterpiece. Welles made the film, an adaptation of the Henriad, and played it as tragedy. The film had a supporting cast of brilliant stars including Keith Baxter as Hal, John Gielgud as Henry IV, Jeanne Moreau as Doll Tearsheet, Margaret Rutherford as Mistress Quickly, and Ralph Richardson as the Narrator. Welles called Falstaff a “gloriously life-affirming good man . . . defending a force—the old England—which is going down. What is difficult about Falstaff . . . is that he is the greatest conception of a good man, the most completely good man, in all drama. His faults are so small and he makes tremendous jokes out of little faults. But his goodness is like bread, like wine.”
I may be unique in my total agreement with Orson Welles. Is there anyone else in Henry IV whose goodness is like bread, like wine? They are scurvy politicians like the King and the brilliant Prince Hal and most of the rebels. They are smug thugs like Prince John and high-spirited killing machines like the captivating Hotspur and Douglas. Falstaff’s followers—Bardolph, Nym, the outrageous Pistol—are entertaining rogues, and Mistress Quickly and Doll Tearsheet are better company than the Lord Chief Justice. Justice Shallow is charmingly absurd and his crony Silence augments the irreality.
Falstaff is as bewildering as Hamlet, as infinitely varied as Cleopatra. He can be apprehended but never fully comprehended. There is no end to Falstaff. His matrix is freedom but he dies for love.
Oliver Goldsmith in his “A Reverie at the Boar’s Head Tavern, Eastcheap” is a beacon:
The character of old Falstaff, even with all his faults, gives me more consolation than the most studied efforts of wisdom. I here behold an agreeable old fellow, forgetting age, and showing me the way to be young at sixty-five. Sure I am well able to be as merry, though not so comical as he. Is it not in my power to have, though not so much wit, at least as much vivacity? Age, care, wisdom, reflection, begone! I give you to the winds. Let’s have t’other bottle; here’s to the memory of Shakespeare, Falstaff, and all the merry men of Eastcheap!
Falstaff is possibly closer to seventy-five than sixty-five. Dr. Samuel Johnson, who discovered and fostered Goldsmith, similarly celebrated Falstaff while expressing moral disapproval. Maurice Morgann is the true ancestor of all Falstaffians. His An Essay on the Dramatic Character of Sir John Falstaff, published in 1777, was criticized by Johnson, who facetiously suggested Morgann should next try to prove Iago a good man. The issue was the supposed cowardice of the Fat Knight. It is an accusation first made by Prince Hal, who fiercely needs to persuade Falstaff to confess his cowardice. Why?
Crossing the threshold to the sinuous consciousness of Hal/Henry V, second King of the Lancaster line, we confront the wavering presence of ontology itself, the immanence of Sir John Falstaff. Why did Shakespeare invent Falstaff?
Literary character is always an invention and indebted to prior inventions. Shakespeare invented literary character as we know it. He reformed our expectations for the verbal imitation of personality and the reformation appears to be permanent and uncannily inevitable. The Bible and Homer powerfully render personages yet their characters are mostly unchanging. They age and die within their stories but their modes of being do not develop.
Shakespeare’s personalities do. The representation of character in his plays now seems normative and indeed became the accepted mode almost immediately. Shakespeare’s personalities have little in common with those of Ben Jonson or Christopher Marlowe. Shakespeare’s originality in portraying women and men founds itself upon The Canterbury Tales of Geoffrey Chaucer.
Throughout Shakespeare, vitality transmutes into doom-eagerness. Richard II, the protagonist of the history that begins the Henriad, is a moral masochist whose luxurious self-indulgence in despair augments his overthrow by the usurper Bolingbroke, who thus becomes Henry IV. In the personality of Richard II, Shakespeare prefigures that element in all of us by which we render bad situations even worse through our own hyperbolic language.
Falstaff is different. His zest for life pervades his torrent of language and laughter. Hotspur is the incarnation of doom-eagerness. His mode though is opposite to that of Richard II. His vaunting language assaults the frontiers of what is possible. Hal, his father’s son, distrusts his own vitalism, and yet goes to Falstaff to be confirmed in it. The royal pupil proves unforgiving toward his teacher. Kings have no friends, only followers, and Sir John Falstaff is no man’s follower.
Directors, actors, playgoers, readers need to understand that Falstaff, most magnificent of wits, is tragicomic. Unlike Hotspur and Hal, he is not one of the fools of time. Dr. Johnson said that love was the wisdom of fools, and the folly of the wise. I cannot think of a better description of my hero Sir John Falstaff.
Table of Contents
Author's Note xi
1 Prelude 1
2 Playing Falstaff 9
3 Beautiful, Laughing, Living Speech 13
4 Hotspur: Die All, Die Merrily 21
5 Whose Falstaff Is It? 29
6 Bardolph's Nose 39
7 Falstaff Rises in the Body 45
8 Foregrounding Falstaff 51
9 Darkening Falstaff 59
10 Shakespeare Darkening 69
11 Who Plays the King 77
12 Ancient Pistol and Doll Tearsheet 83
13 Uneasy Lies the Head That Wears a Crown 93
14 Shallow and Silence: Falstaff at Recruitment 99
15 Prince John of Lancaster at Betrayal 111
16 Falstaff on Sherris Sack 117
17 Master Robert Shallow and Falstaff 123
18 Falstaff in Shallow's Orchard 129
19 The Arrest of Mistress Quickly and Doll Tearsheet 139
20 The Rejection of Falstaff 143
21 The Death of Sir John Falstaff 151